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Current textSource: eCFR

Appendix F to Part 40 Appendix F to Part 40—Report Format: Split Specimen Failure To Reconfirm

Current wording, effective June 1, 2023.

eCFR (current) ↗
What changedOct. 1, 2001 wording → June 1, 2023 wording (current)+170 added−526 removedHide

1. If you are a C/TPAMail, you mayfax, actingor assubmit anelectronically intermediary, transmit the information in the following sections of this part to: the DER for an employer, if the employer chooses to have you do soU. These are the only items that you are permitted to transmit to the employer as an intermediaryS. TheDepartment use of C/TPA intermediaries is prohibited in all other casesTransportation, suchOffice as transmission of laboratoryDrug drugand testAlcohol resultsPolicy toand MROsCompliance, the1200 transmissionNew ofJersey medicalAvenue information from MROs to employersSE, the transmission of SAP reports to employersWashington, theDC transmission20590.
Fax:
of(202) positive366-3897.
Submit
alcoholElectronically: testhttps://www.transportation.gov/odapc/mro-split-specimen-cancellation-notification.
The
results,following anditems theare transmissionrequired ofon medicaleach information from MROs to employers.report:
21. InMRO every casename, you must ensure thataddress, inphone transmitting the informationnumber, you meet all requirements (e.g., concerning confidentiality and timing)fax that would apply if the party originating the information (enumber.g
2
., anCollection MROsite or collector) sent the information directly to the employer. For examplename, if you transmit MROs' drug testing results to DERsaddress, youand mustphone transmit each drug test result to the DER in compliance with the requirements for MROs set forth in § 40number.167.
Drug Testing Information
§ 40
3.25: PreviousDate twoof years' test resultscollection.
§ 404.35: NoticeSpecimen toI.D. collectors of contact information for DERnumber.
§ 405.61(a): NotificationSpecimen to DER that an employee is a “no show” for a drug testtype.
§ 406.63(e): NotificationLaboratory toaccession DER of a collection under direct observationnumber.
§ 407.65(b)(6) andPrimary (7)specimen andlaboratory (c)(2)name, address, and (3):phone Notification to DER of a refusal to provide a specimen or an insufficient specimennumber.
§ 408.73(a)(9): TransmissionDate ofresult CCFreported copiesor tocertified DER (However, MRO copy of CCF must be sent by collectorprimary directly to the MRO, not through the C/TPAlaboratory.)
§ 409.111(a): TransmissionSplit ofspecimen laboratory statistical report to employer
§ 40.127(f): Report of test results to DER
§§ 40.127(g)
name, 40.129(d)address, 40.159(a)(4)(ii);and 40.161(b):phone Reports to DER that test is cancelled
§ 40
number.129 (d): Report of test results to DER
§ 4010.129(g)(1): ReportDate tosplit DERspecimen ofresult confirmedreported positiveor testcertified inby stand-downsplit situation
§§
specimen 40laboratory.149(b): Report to DER of changed test result
§ 4011.155(a): ReportPrimary to DER of dilute specimen
§
40.167(b)results and (c):e.g., Reportsname of testdrug, results to DER
§ 40.187(a
adulterant)-(f) Reportsin to DER concerning the reconfirmationprimary of testsspecimen.
§ 4012.191(d): NoticeReason tofor DERsplit concerningspecimen refusals failure-to-reconfirm test
§
result 40.193(b)(3):e.g., Notificationdrug toor DERadulterant ofnot refusalpresent, inspecimen shyinvalid, bladdersplit situation
§
not 40.193(b)(4):collected, Notification to DER of insufficient specimenvolume).
§ 4013.193(b)(5): TransmissionActions oftaken CCFby copiesthe to DER (not to MRO)
§
40(e.199:g., Reportnotified toemployer DER of cancelledfailure testto reconfirm and directionrequirement to DER for additional re-collection
§ 40
).201: Report to DER of cancelled test
Alcohol Testing Information
§ 40
14.215: NoticeAdditional to BATs and STTs of contact information forexplaining DER
§
the 40.241(b)(1):reason Notification to DER that an employee is a “no show” for an alcohol testcancellation.
§ 4015.247(a)(2): TransmissionName of alcoholindividual screeningsubmitting test results only when the testreport result is less than 0.02
§ 40.255
(a)(4):if Transmissionnot of alcohol confirmation test results only when the test result is less than 0MRO).02
§ 40.263(a)(3) and 263(b)(3): Notification of insufficient saliva and failure to provide sufficient amount of breath
[6588 FR 7952627652, Dec.May 192, 2000, as amended at 66 FR 41955, Aug. 9, 20012023]

Mail, fax, or submit electronically to: U.S. Department of Transportation, Office of Drug and Alcohol Policy and Compliance, 1200 New Jersey Avenue SE, Washington, DC 20590.

Fax: (202) 366-3897.

Submit Electronically: https://www.transportation.gov/odapc/mro-split-specimen-cancellation-notification.

The following items are required on each report:

1. MRO name, address, phone number, and fax number.

2. Collection site name, address, and phone number.

3. Date of collection.

4. Specimen I.D. number.

5. Specimen type.

6. Laboratory accession number.

7. Primary specimen laboratory name, address, and phone number.

8. Date result reported or certified by primary laboratory.

9. Split specimen laboratory name, address, and phone number.

10. Date split specimen result reported or certified by split specimen laboratory.

11. Primary specimen results (e.g., name of drug, adulterant) in the primary specimen.

12. Reason for split specimen failure-to-reconfirm result (e.g., drug or adulterant not present, specimen invalid, split not collected, insufficient volume).

13. Actions taken by the MRO (e.g., notified employer of failure to reconfirm and requirement for re-collection).

14. Additional information explaining the reason for cancellation.

15. Name of individual submitting the report (if not the MRO).

[88 FR 27652, May 2, 2023]

Amendment history

4 distinct wordings on file since Oct. 1, 2001
  1. [88 FR 27652, May 2, 2023]
  2. [65 FR 79526, Dec. 19, 2000, as amended at 66 FR 41955, Aug. 9, 2001; 73 FR 35975, June 25, 2008]
  3. [65 FR 79526, Dec. 19, 2000, as amended at 66 FR 41955, Aug. 9, 2001; 73 FR 35975, June 25, 2008]
  4. Oct. 1, 2001 → Oct. 1, 2008annual editions 2001–2007
    [65 FR 79526, Dec. 19, 2000, as amended at 66 FR 41955, Aug. 9, 2001]

A new entry appears whenever the regulatory words change between government snapshots. Day-precise from the eCFR (2017 onward); before that, one snapshot per annual CFR edition (revised as of October 1). Bracketed citations are the Federal Register history printed with the section. Set a case date in the header to read any earlier wording.