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Current textIn force on Sept. 30, 2003Source: annual CFR editions 1998–2016

§ 371.13 Accounting.

Current wording, first on file in the 1998 annual edition.

govinfo, 2002 edition ↗
Before Jan. 1, 2017 the record is one snapshot per annual CFR edition, revised as of October 1. This is the 2002 edition's wording. An amendment that took effect between Oct. 1, 2002 and Sept. 30, 2003 would not appear until the next edition, so check the citations below and the Federal Register for exact effective dates.

Each broker who engages in any other business shall maintain accounts so that the revenues and expenses relating to the brokerage portion of its business are segregated from its other activities. Expenses that are common shall be allocated on an equitable basis; however, the broker must be prepared to explain the basis for the allocation.

[45 FR 68943, Oct. 17, 1980]

Amendment history

1 distinct wording on file since Oct. 1, 1998
  1. Oct. 1, 1998 → presentannual editions 1998–2016viewing
    [45 FR 68943, Oct. 17, 1980]

A new entry appears whenever the regulatory words change between government snapshots. Day-precise from the eCFR (2017 onward); before that, one snapshot per annual CFR edition (revised as of October 1). Bracketed citations are the Federal Register history printed with the section.